Financial Industry Regulator Issues Cybersecurity Guidance

In December 2018, the United States Financial Industry Regulatory Authority issued a Report on Selected Cybersecurity Practices – 2018 to help broker-dealer firms improve their cybersecurity programs. The Report provides detailed recommendations for managing common cyber risks, and includes a list of core cybersecurity controls for small firms. The Report provides guidance that is consistent with best practices recommended by Canadian financial industry regulators, self-regulatory organizations and privacy commissioners, and is useful for organizations in all industries.

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This content has been updated on April 2, 2019 at 17 h 37 min.