Financial Industry Regulator Issues Cybersecurity Guidance

In December 2018, the United States Financial Industry Regulatory Authority issued a Report on Selected Cybersecurity Practices – 2018 to help broker-dealer firms improve their cybersecurity programs. The Report provides detailed recommendations for managing common cyber risks, and includes a list of core cybersecurity controls for small firms. The Report provides guidance that is consistent with best practices recommended by Canadian financial industry regulators, self-regulatory organizations and privacy commissioners, and is useful for organizations in all industries.

This content has been updated on May 2, 2024 at 13 h 55 min.